Draft — pending COA review. Rette derived these criteria from the ACOEM guidelines adopted into the MTUS. They are not COA documents and have not been signed off by a COA physician reviewer.

MTUS Treatment ChecklistbyRette

Utilization Review Checklist

Shoulder Fracture (including proximal humerus)

Derived from the ACOEM Shoulder Disorders Guideline, edition 14 July 2025, as adopted into the California MTUS 2 January 2026. CPT 23615, 23616, 23472. ICD-10 S42.2, S42.1.

Draft — not reviewed or approved by COA. Prepared by Rette from the ACOEM guideline named above. This is not a COA document and does not reproduce COA’s own checklists.

Patient name: Claim #:

CriteriaCheck if documented

Confirmatory Diagnosis

Required

  • Displaced shoulder fracture, with the pattern and part count described

    Surgical intervention for shoulder fractures is recommended for select patients with displaced fractures. — p. 561

Procedures — the guideline treats each separately

Surgical treatment for displaced shoulder fractures

Recommended. Surgical intervention for shoulder fractures is recommended for select patients with displaced fractures.

Strength of Evidence — Recommended, Insufficient Evidence (I) · confidence high · p. 561

Indications — required:

  • Decision based on factors assessed in aggregate by the orthopaedic surgeon, including open fractures, multiple-part fractures and associated vascular injury

    Indications Based on numerous factors assessed and evaluated in aggregate by the orthopedic surgeon, including (but not limited to) the surgeon’s preferences and experiences, open fractures, multiple-part fractures, associated vascular injur — p. 561

High confidence, and unusually deferential: the guideline says the decision rests on numerous factors assessed in aggregate BY THE ORTHOPAEDIC SURGEON, expressly including the surgeon's own preferences and experience, alongside open fractures, multiple-part fractures and associated vascular injury. That is rare language and worth quoting — but it works only if your note actually sets out the factors you weighed.

Arthroplasty, most commonly hemiarthroplasty, for displaced proximal humeral fractures

Recommended. Arthroplasty, most commonly hemiarthroplasty, is recommended for select patients with displaced proximal humeral fractures.

Strength of Evidence — Recommended, Insufficient Evidence (I) · confidence moderate · p. 563

Indications — required:

  • Displaced proximal humeral fracture

    Indications Select patients with displaced proximal humeral fractures. — p. 563

For select patients with DISPLACED PROXIMAL HUMERAL fractures. The guideline names hemiarthroplasty as the most common form and reports superior results compared with other approaches, while noting the potential for worse results than less major surgery.

Reviewing this for COA, or think a criterion is wrong?